I thought I had a RICO claim, what happened??
by Robert Duffy | In Lerner v. Colman, et al., 2022 U.S. App. LEXIS 4352*, the First Circuit recently addressed the meaning of the “securities fraud” exception contained in the …
by Robert Duffy | In Lerner v. Colman, et al., 2022 U.S. App. LEXIS 4352*, the First Circuit recently addressed the meaning of the “securities fraud” exception contained in the …
Congratulations to firm attorneys named to Super Lawyers and to Super Lawyers Rising Stars for 2021. Super Lawyers: Michael Sweeney, Stacey Nakasian, Robert Duffy, and Patrick Guida Rising Stars: Ralph …
Congratulations to Super Lawyers & Super Lawyers Rising Stars 2021 Read More »
The August 2021 article in Rhode Island Lawyers Weekly by Barry Bridges entitled: “Trustees can be indemnified for attorneys’ fees” recapped a trustee case litigated over a ten-year period including an …
By Robert Duffy & Stacey Nakasian | The legal risk for investment advisors and brokers looking to change firms recently escalated when UBS, Morgan Stanley and other large brokerage firms …
Collapsing Broker Protocol Shifts Broker Recruiting Landscape Read More »